Our FCA Insurance Intermediaries Manual provides you with the current and permanent file programmes needed to undertake an FCA client assets (CASS 5) audit engagement for a mortgage or general insurance intermediary, in accordance with the FRC's Client Assets Assurance Standard.
Our FCA Insurance Intermediaries Manual can be browsed online or sections of content or commentary can be downloaded in Microsoft word or PDF. There is also the flexibility to ‘customise’ a download suitable for your engagement. For every new assignment, you will need to navigate to our website to obtain the most up to date version.
The principal technical changes in this update include the removal of content relating to the now superseded ISQC 1 and consequential amendments arising as a result of this.
In addition, minor amendments / improvements have been made to other sections of the package, including updating engagement letters to reflect latest guidance.
The principal technical changes in these updates relate to:
The IFPR is effective from 1 January 2022. The revised suite of Quality Management Standards (ISA 220, ISQM 1 and ISQM 2) are effective from 15 December 2022, with early adoption permitted.
Changes to ISA 240 The auditor's responsibilities relating to fraud in an audit of financial statements, and ISA 315 Identifying and assessing risk of material misstatement are both effective periods commencing on or after 15 December 2021. Although these do not directly impact the FCA Insurance Intermediaries Manual, there have been changes made to the references of some planning documents in this manual.
|Annual subscription fee|
|Sole Practitioner / Non-Audit Firm*||£155.00|
|Audit registered firms with 2-4 RIs*||£185.00|
|Audit registered firms with 5-9 RIs*||£230.00|
For 10 or more RIs please contact us at firstname.lastname@example.org or call 0330 058 7141.
*Mercia Members receive a 10% discount.
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Mercia online manuals are updated regularly by our technical staff and you will be notified of any significant regulatory changes by email.
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