Course outline:
Our one day Compliance Update Conference has been specially designed for accountants who require an update on current compliance issues. Speakers will look at recent and upcoming key changes together with other current issues, to enable those attending to give the best possible advice to their clients.
Who should attend the conference?
Mercia's Compliance Update Conference is a must-attend event for any accountancy firms who require an update on current compliance issues.
Through this one-day virtual conference, you will get practical advice about all the latest changes and challenges currently facing the accountancy sector.
Online Conference
The on-demand version of this conference is now available to purchase separately from the Mercia Live event. This allows you to stay up-to-date on technical updates at your convenience. If you've already registered for the live event, you'll now receive complimentary access to the recording.
Limited time special offer: Upskill your entire firm for the price of one person!
Book your place at our live Compliance Update Conference 2025 and ensure your whole team is fully equipped for the changes ahead.
Complete this form to secure your complimentary places. Please note the website pricing does not reflect this offer.
Full conference agenda
Welcome and introduction
Louise Dunford, LDC Training
This is a quick run through of the key issues in these areas in the last 12 months, explaining what steps SMEs and their advisers should be thinking about in terms of compliance and risk management as a result.
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Directors' duties - providing for unlawful competition/conflict
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SPAs - warranties and representations - watch out
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Directors' incapacity - what to provide in advance
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Crime and Policing Act - new responsibilities for senior managers
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Health and safety - a reminder
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Implications of the Employment Rights Act generally
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Focus on illegal working, tipping, payroll, sick pay and unfair dismissal
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Harassment - what to do now to protect the business
Refreshment break
Gemma Archer, Mercia Group
This session will consider the use of AI by accounting practices and how ethical issues connected with the use of AI may arise and can be managed.
Gemma Archer, Mercia Group
This session will look at recent practice assurance and other regulatory review findings to consider what firms need to know in order to stay compliant.
Refreshment break
Julia Penny
AML supervision is moving from the professional bodies to the FCA; minor changes have been made to the money laundering regulations; huge changes have been made by the ECCTA, including requiring ID verification from directors, PSCs and accountants for Companies House. But what does this all mean for firms trying to ensure compliance with the regulations, but in an efficient manner? This session looks at the potential impacts.
This session is aimed at those with AML responsibilities within firms.
Outline:
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FCA supervision of the accountancy profession - what’s expected
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Thinking ahead - preparing for the changes in supervision
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The role of technology in compliance
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The CCAB guidance
Close of conference
Conference speakers
Louise has been continuously involved in training and consultancy since 1987 and is a qualified barrister. She provides advice and assistance to employers through a consultancy company, CompleteHR Ltd, and has assisted with the preparation of many disciplinary and investigation reports.
Louise has also engaged in CPD training for most of the national accountancy training bodies and district societies in the UK for many years. She is involved in management training, particularly in employment and HR, for many large multinational and national commercial companies. Louise has also published academic papers in refereed journals, chiefly on employment status and corporate manslaughter.
Gemma jointly leads the team responsible for Mercia’s file and compliance reviews, including performing reviews at client sites or remotely. She also lectures on Mercia’s Early Careers Programme and on specialist areas such as charities and academies, ESG and Mercia methodology, as well as advising clients on technical queries.
Gemma joined Mercia from audit practice in January 2021 where she had worked for 13 years, specialising in not-for-profit and charity clients for over a decade. Gemma has a keen interest in academies and sits on several ESFA working groups.
Julia Penny was President of the Institute of Chartered Accountants in England and Wales (ICAEW) in 2022/23, having been a non-executive ICAEW Board member since 2017 and Chair of the Board during her year as President. Julia was a member of the ICAEW Council from 2013 until June 2025 and chaired and participated in many ICAEW committees, including the National Technical Advisory Committee. She is also a Technical Adviser to the ICAEW’s Board member on IFAC and an honorary member of CIPFA. She previously sat on the AAT’s Council and Audit Committee.
Outside of this volunteer ICAEW involvement, Julia is a well-known speaker and writer on audit, financial reporting, anti-money laundering and wider issues impacting the profession.
Julia is passionate about audit quality and a well-functioning profession. This includes a sharp focus on improving diversity, developing the use of technology and constantly reflecting on the need for businesses to become sustainable and how the profession can help achieve this.
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