Probate Compliance Review
Our probate compliance reviews can help ensure you are complying with the Probate Regulations and implementing best practices.
A probate compliance review will typically cover the following areas:
- A review of eligibility criteria
- PII levels
- Letters of engagement and communication with clients
- Review of complaints procedures
- Review of documentation and processes for recording information
- Review of CPD obtained in this area
- Review of fit and proper status of the firm and staff
- Review of procedures for client money and assets
- Review of alternate arrangements
Combined Reviews, Maximise Value
While we're on site, we can carry out multiple reviews—giving you more value from our experts in one visit.
Most of our reviews can also be completed remotely, get in touch to discuss how we can help you
- Price available on application.
- Mercia Members receive a 10% CPD discount.
- All prices are subject to VAT and expenses