Anti Money Laundering Compliance Review

An Anti-money laundering compliance review is the ideal way of ensuring your firm is implementing the correct anti money laundering procedures to comply with the Money Laundering Regulations and, more importantly, whether they are being adhered to.

• Your review will check to ensure there is evidence of adequate money laundering training for all principals and relevant staff.
• Your firm’s written procedures will be reviewed to ensure they are appropriate and being followed. In addition, we will test the adequacy of identification for new clients.
• You'll receive a full written report following your review setting out our findings, as well as any recommendations for improvements.

Whilst we will discuss the process used to assess internal reports, we will not review your file of reports as part of our work.

The results of the review can also be used to assist in completing the firm’s annual return.

Why not combine your AML review with another review on the same day?

Whilst we are on site, we could combine your AML compliance review with another compliance review on the same day.