Practice Assurance Compliance Review
A Practice Assurance Compliance review is an assessment of whether the firm is complying with the practice assurance standards of the relevant supervisory body.
A Practice Assurance Compliance review involves reviewing the firm's policies and procedures, to assess whether the firm is complying with the practice assurance standards of the relevant supervisory body. This review can be performed as a standalone review or combined with other compliance or audit reviews.
Whilst it is preferable for a Practice Assurance Compliance review to be performed at the firm's offices, they can also be performed remotely. As a guide, a typical review takes a day to complete, although this will depend on the size and complexity of the firm.
The review will include a discussion of key findings and areas for improvement, either face-to-face (for reviews at your office) or by telephone / video call (for remote reviews). You will receive a comprehensive written report offering practical recommendations on how to improve the firm's compliance with the practice assurance standards.
Combined Reviews, Maximise Value
While we're on site, we can carry out multiple reviews—giving you more value from our experts in one visit.
Most of our reviews can also be completed remotely, get in touch to discuss how we can help you
- Price available on application.
- Mercia Members receive a 10% CPD discount.
- All prices are subject to VAT and expenses
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