The simple, no-nonsense guide to getting it right, all on one manual! The manual will assist in compliance with the CAI Conduct of Investment Business Regulations to ensure that all work is done to a uniform standard and in accordance with the firm's compliance procedures.
The manual will assist in compliance with the CAI Conduct of Investment Business Regulations to ensure that all work is done to a uniform standard and in accordance with the firm's compliance procedures. The manual comes complete with on-screen documents which cover the areas of:
It will also provide you with memoranda and forms that you need to ensure everyone in the firm is aware of the required procedures and that they comply with them.
The latest version of Investment Business Compliance Manual (ROI) is dated 05/19, with money laundering related amendments released in May 2019.
There is a one-off initial fee for the right to use the manual.
The fee provides you with a CD containing all the documents in electronic format.
In order to keep you up to date, you will be automatically enrolled in our online update service. No charge is made for any updates issued from purchase until 30 June.
Subsequent updates are covered by an all encompassing annual subscription fee invoiced on 1 July each year.
|Annual subscription fee:||€110.00|
All prices are subject to VAT
Operating System: Windows 7 or above.
Applications: Full version of Microsoft Office 2007, 2010, 2013 and 2016, Adobe Reader.
Note: Windows Office RT, Office Mobile and Office 365 Online are not currently supported.
Office 365 with a locally installed copy of the Office suite is supported.