Our Financial Conduct Authority (FCA) (Designated Investment Firms) Specialist Assignment Manual provides you with the current and permanent file programmes needed to undertake an FCA client assets (CASS) audit engagement for a designated investment firm, in accordance with the FRC's Client Assets Assurance Standard.
The manual also includes:
Our FCA Designated Investment Firms (DIF) Specialist Assignment Manual is written in Microsoft word and includes our tailoring tool 'Creator', which will help you select and edit your current and permanent file documentation.
The latest version of FCA Designated Investment Firms (DIF) Manual is version 7.0, dated 03/18.
This update principally dealt with:
|Initial subscription fee|
|Initial subscription fee: Sole Practitioner / Non-Audit Firm*||£245.00|
|Initial subscription fee: 2-4 RIs*||£295.00|
|Initial subscription fee: 5-9 RIs*||£395.00|
|Subscription renewal: Sole Practitioner*||£145.00|
|Subscription renewal: 2-4 RIs*||£175.00|
|Subscription renewal: 5-9 RIs*||£215.00|
For 10 or more RIs please contact Jenny Faulkner at firstname.lastname@example.org or call 0330 058 7141.
*Mercia Members receive a 10% discount.
All prices are subject to VAT. Prices are subject to change on 1 July.
There is a one-off initial subscription fee for the right to use the manual dependent on the number of Responsible Individuals (RIs) for audit purposes in your firm.
In order to keep you up to date, you will be automatically enrolled in our online update service. Your subscription renewal will be invoiced on anniversary date.
Operating System: Windows 8 or above.
Applications: Full version of Microsoft Office 2010, 2013 and 2016, Adobe Reader.
Note: Windows Office RT, Office Mobile and Office 365 Online are not currently supported.
Office 365 with a locally installed copy of the Office suite is supported.