FCA - Designated Investment Firms Manual (UK)

Our Financial Conduct Authority (FCA) (Designated Investment Firms) Specialist Assignment Manual provides you with the current and permanent file programmes needed to undertake an FCA client assets (CASS) audit engagement for a designated investment firm, in accordance with the FRC's Client Assets Assurance Standard.

The manual also includes:

  • a programme to provide a limited assurance report where the firm claims not to hold client money or custody assets.

Our FCA Designated Investment Firms (DIF) Specialist Assignment Manual is written in Microsoft word and includes our tailoring tool 'Creator', which will help you select and edit your current and permanent file documentation.

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