FCA - Designated Investment Firms Manual (UK)

Our Financial Conduct Authority (FCA) (Designated Investment Firms) Manual provides you with the current and permanent file programmes needed to undertake an FCA client assets (CASS) audit engagement for a designated investment firm, in accordance with the FRC's Client Assets Assurance Standard.

The manual also includes:

  • a programme to provide a limited assurance report where the firm claims not to hold client money or custody assets.

Our FCA Designated Investment Firms (DIF) Manual can be browsed online or sections of content or commentary can be downloaded in Microsoft word or PDF. There is also the flexibility to ‘customise’ a download suitable for your engagement. For every new assignment, you will need to navigate to our website to obtain the most up to date version.  

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