Money Laundering Compliance Manual (ROI)
Interpreting the legislation into practical points of action - everything a firm needs to do and MLROs need to know!
Our office procedures manual has been developed to enable both employees and the firm to comply with the legislation surrounding money laundering. Compliance with the legislation is important because the penalties involved for non-compliance are serious - they range from fines to possible imprisonment for the individuals concerned. By following the guidance laid down within this manual and by completing appropriate training, both employees and the firm will be able to meet their obligations under the current legislation.
- Overview of the legal requirements
- Guidance on the firm’s internal procedures
- Detailed guidance on customer due diligence including beneficial ownership, risk assessment and client identification procedures
- Guidance on the firm level risk assessment and compliance management
- The role of the MLRO
- Training requirements
- Internal and external reporting procedures (including suspicious transactions reporting)
- Tipping off
- An annual money laundering compliance review checklist
- Example policies and procedures, checklists and other specimen forms
- And more
July 2022
This update to the manual principally incorporates:
- the changes arising from the Criminal Justice (Money Laundering and Terrorist Financing) (Amendment) Act 2021 which came into force fully on 24 April 2021.
- March 2022 updated guidance from the Consultative Committee of Accounting Bodies - Ireland (CCAB-I)
There is a one-off initial fee for the right to use the manual.
In order to keep you up to date, you will be automatically enrolled in our online update service.
| Cost | |
|---|---|
| Sole Practitioner / Non-Audit Firm* | €180.00 |
| Audit registered firms with 2-9 RIs* | €189.00 |
| Audit registered firms with 10-19 RIs* | €240.00 |
For 20 or more RIs please contact us at sales@mercia-group.com.
All prices are subject to VAT. Prices are subject to change on 1 July.
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Enquiries and ordering
For more details and to place an order, please call (+353) 01 809 0080 or email enquiries@merciaireland.com
