Practice Assurance - Regulatory Feedback

This course, aimed at partners and qualified staff, will review recent findings from QAD and from Mercia’s reviewers in order to help firms prepare for ICAEW Practice Assurance visits and to improve their compliance with the Standards. 

The course will include: 

• Outline of the PA Scheme and other regulations that apply to firms 
• Discussion of the reason some firms get disciplined 
• Legal and regulatory issues including AML, DPB and Client Money pitfalls  
• Feedback from ICAEW QAD and Mercia’s own reviews and draw on wider topical and emerging themes 

The content for Online courses predating 2023 may vary.