Preparing for your AML Monitoring Visit (ROI)

Given the ever-increasing regulation surrounding anti-money laundering and the added scrutiny that a firm can expect to undergo from its professional body when it is selected for a money laundering monitoring visit, this course will cover the key points that a firm will need to address in preparation for such an inspection, including for example:

  • Are your firm’s money laundering policies and procedures adequately documented?
  • Have you documented a firm-wide risk assessment and is it sufficient?
  • Client risk assessment and due diligence records;
  • Things to watch out for that can be problematic;
  • Other essential items before a monitoring inspection happens?

 

(ROI) courses are for sale to accountants in the Republic of Ireland.  The on-demand courses are also available as part of the ROI Box Set – click here for details.

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Flexible solutions

We offer a range of solutions to meet your training needs. To discuss your memberships or bespoke packages needs contact us on 0330 058 7141 or email us.


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