ICAEW Anti-Money Laundering Service

What's included?

Online training

Firm-wide training available to access on-demand:

• AML, Bribery Act and CFA Key Points and Refresher

This course is a refresher and assumes previous knowledge of the AML regime. It is not suitable as an induction course for new staff. If you require an induction course you should either buy the Introductory Regulatory Pack or the ICAEW Complete system which includes this pack.

Ready-to-use templates
A suite of ready-to-use AML templates to help you implement the required procedures and comply with the regulations:

• Initial Confirmation of System Suitability
• Annual AML Compliance Review
• Annual Declaration by Staff
• Detailed Annual Review - Entity
• Detailed Annual Review - Individual
• Example AML Policies
• Identification Form - Body Corporate Unidentified Beneficial Owner
• Identification Form - Charities
• Identification Form - Churches and Places of Worship
• Identification Form - Clubs and Societies
• Identification Form - FCA Authorised Entities
• Identification Form - Individual
• Identification Form - Limited Companies (unlisted)
• Identification Form - Partnerships and Unincorporated Businesses
• Identification Form - Professional Practices
• Identification Form - Trust or Foundation
• Know Your Client Form (Entity)
• Know Your Client Form (Individual)
• Risk Assessment Form (Entity)
• Risk Assessment Form (Individual)
• Firm-wide Risk Identification and Assessment Template
• Suspicious Activity Report
• Changes Required to Policies and Procedures under the 2017 Money Laundering Regulations

Help sheets
Providing essential guidance to help you comply with the Money Laundering regulations:

• AML Training
• CDD Introduction
• CDD by Certified Copies
• CDD Directors, Trustees etc
• CDD for Beneficial Owners
• CDD for Entities
• Duty to Report
• Exemption from Reporting in Privileged Circumstances
• Obtaining a defence through NCA Consent
• Ongoing Monitoring
• Policies and Procedures
• Record Keeping
• Avoiding Tipping Off
• KYC and FATCA / CRS
• The Risk Assessment Regime
• How to Create a Firm-Wide Risk Assessment
• High Risk Jurisdictions for Money Laundering and Anti-Terrorist Financing
• Sanctions Checks
• Criminal Finance Act
• BOOMs and DBS Checks
• What Makes A Good SARs Report and SARs Glossary Codes

Plus, a monthly anti money laundering newswire
Providing details of relevant money laundering updates.

Price

£225* for a 12 month subscription.

*Prices exclude VAT.

For more details and to join, please email sales@mercia-group.com

What's included?

Online training

Firm-wide training available to access on-demand:

• Introductory Regulatory Pack
• AML, Bribery Act and CFA Key Points and Refresher
• AML, Bribery Act and CFA Update and Refresher

Ready-to-use templates
A suite of ready-to-use AML templates to help you implement the required procedures and comply with the regulations:

• Annual AML Compliance Review
• Annual Declaration by Staff
• Detailed Annual Review - Entity
• Detailed Annual Review - Individual
• Example AML Policies
• Identification Form - Body Corporate Unidentified Beneficial Owner
• Identification Form - Charities
• Identification Form - Churches and Places of Worship
• Identification Form - Clubs and Societies
• Identification Form - FCA Authorised Entities or Equivalent
• Identification Form - Individual
• Identification Form - Limited Companies - Listed
• Identification Form - Limited Companies - Unlisted
• Identification Form - Non-UK Public Bodies
• Identification Form - Partnerships and Unincorporated Businesses
• Identification Form - Pension Schemes
• Identification Form - Professional Practices
• Identification Form - Trusts and Foundations
• Identification Form - UK Public Bodies
• Know Your Client Form (Entity)
• Know Your Client Form (Individual)
• Risk Assessment Form (Entity)
• Risk Assessment Form (Individual)
• Firm-wide Risk Identification and Assessment Template
• Suspicious Activity Report
• Changes Required to Policies and Procedures under the 2017 Money Laundering Regulations

Help sheets
Providing essential guidance to help you comply with the Money Laundering regulations:
• Help Sheet - AML Training
• Help Sheet - CDD by Certified Copies
• Help Sheet - CDD by Relying on Third Parties
• Help Sheet - CDD for Beneficial Owners
• Help Sheet - CDD for Directors, Trustees etc
• Help Sheet - CDD for Electronic Verification
• Help Sheet - CDD for Entities
• Help Sheet - CDD Introduction
• Help Sheet - PEPs
• Help Sheet - CDD Simplified Due Diligence
• Help Sheet - Duty to Report
• Help Sheet - Equivalent Jurisdictions
• Help Sheet - Exemption from Reporting in Privileged Circumstances
• Help Sheet - High Risk Jurisdictions
• Help Sheet - Obtaining a defence through NCA Consent
• Help Sheet - Ongoing Monitoring
• Help Sheet - Policies and Procedures
• Help Sheet - Record Keeping
• Help Sheet - Tipping Off
• Help Sheet - KYC and FATCA / CRS
• The Risk Assessment Regime
• How to Create a Firm-Wide Risk Assessment
• Criminal Finances Act
• Help sheet BOOMs and DBS Checks
• Help Sheet on Sanctions Checks
• What Makes A Good SARs Report and SARs Glossary Codes

Plus, a monthly anti money laundering newswire
Providing details of relevant money laundering updates.

Price

£625* for a 12 month subscription.

*Prices exclude VAT. 

For more details and to join, please email sales@mercia-group.com

Internet access.

Operating System: Windows 10.

Applications: Full version of Microsoft Office 2010, 2013 and 2016, Adobe Reader.